Compliance & Compliance Advisory
Managed GST, income tax and TDS compliance, plus the advisory, health checks and calendars that keep every filing right and on time.
Learn morePractice 06 · MCA Regulations
MCA and ROC compliance for companies and LLPs
Companies Act and LLP Act compliance is continuous — annual returns, board processes and event-based filings. We keep your records, registers and MCA filings current, so you are always ready for a bank, investor or auditor.
Small ROC defaults become large problems
ROC defaults attract additional fees that accrue daily, can lead to director disqualification and, if left long enough, to a company being struck off.
Our secretarial team manages the full MCA calendar, maintains statutory registers and minutes, and handles event-based filings as your company changes — allotments, director changes, charges and more.
Scope
What we handle
Annual filings for companies
Financial statements (AOC-4), annual return (MGT-7 / MGT-7A), auditor appointment (ADT-1) and other annual forms, filed within the due dates.
LLP annual compliance
Statement of Account & Solvency (Form 8) and Annual Return (Form 11), plus changes in partners and LLP agreements.
Director compliance
DIN applications, annual director KYC, appointments, resignations and disclosures of interest.
Event-based filings
Changes in registered office, capital, name or objects; share allotments; charges; and significant beneficial ownership declarations.
Periodic MCA returns
Return of deposits (DPT-3), MSME payment returns (MSME-1) and other periodic returns.
Revival & regularisation
Condonation of delay, regularising past defaults, restoring struck-off companies and replying to ROC notices.
How we work
How we work
A disciplined path from first review to resolution — with one coordinated team.
Diagnose
We start with your documents, not assumptions — filings, financials, agreements and any notices.
Structure
A written plan with options, risks, costs and timelines, agreed with you before work begins.
Execute
Filings, submissions, documentation and negotiations handled by one coordinated team.
Sustain
Calendars, reviews and monitoring so issues are caught early — and defended if they arise.
FAQ
MCA Regulations — common questions
What are the key annual filings for a private limited company?
At a minimum: financial statements in Form AOC-4 within 30 days of the AGM, the annual return in Form MGT-7 or MGT-7A within 60 days of the AGM, and director KYC. Many companies also have DPT-3, MSME-1 and ADT-1 obligations.
What are the annual filings for an LLP?
An LLP files its Statement of Account & Solvency in Form 8 by 30 October and its Annual Return in Form 11 by 30 May each year — even if it had no business activity.
What is the penalty for late ROC filings?
Late filings attract additional fees that accrue for every day of delay, and continued defaults can lead to penalties, director disqualification or strike-off. We can help you regularise past defaults.
Can a struck-off company be revived?
In many cases, yes — through an application to the National Company Law Tribunal for restoration, after bringing pending filings up to date. We assess eligibility and handle the process.
Related practices
Often engaged together
Talk to a senior advisor
Share your requirement and we’ll set out the options, timeline and fee before any work begins.